Dir Supervision - Broker Dealer

Himalayas - AllRemote Position SummaryLeads the firm's broker-dealer supervisory program, ensuring compliance with FINRA, SEC, and statHimalayas - All٢‏/١٠‏/٢٠٢٦

قدّم الآن

Job Title: Director, Supervision – Broker DealerLocation: Remote Position SummaryLeads the firm's broker-dealer supervisory program, ensuring compliance with FINRA, SEC, and state regulatory requirements.